SURMODICS INC — Director's Dealing 2017

Nov 30, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2017-11-28

Reporting Person: Stich Joseph J. (VP and GM, IVD)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-28	Common Stock	A	4518	$0.00	Acquired	44507	Direct
2017-11-28	Common Stock	A	6525	$0.00	Acquired	51032	Direct
2017-11-28	Common Stock	F	3146	$33.20	Disposed	47886	Direct
2017-11-30	Common Stock	F	436	$33.10	Disposed	47450	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-28	Employee Stock Option (right to buy)	$33.20	A	21285	Acquired	2024-11-28	Common Stock (21285)	Direct

Footnotes

F1: Shares issued in connection with the vesting of a performance share award under long-term incentive plan based on performance during three-year period ended September 30, 2017.

F2: Shares withheld to satisfy taxes incident to vesting of performance share award.

F3: The award vests in four equal installments on each of the first four anniversaries of the November 28, 2017 grant date.