SURMODICS INC — Director's Dealing 2016

Dec 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-11-30

Reporting Person: Sutton Gregg S (VP of Research and Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-30	Common Stock	A	2713	$0.00	Acquired	3477	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-30	Employee Stock Option (right to buy)	$23.95	A	17121	Acquired	2023-11-30	Common Stock (17121)	Direct

Footnotes

F1: Includes 764 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2016.

F2: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2016 grant date.