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SURMODICS INC — Director's Dealing 2016
Jun 14, 2016
32845_dirs_2016-06-14_6bb05d41-77b4-4bab-a671-e69ed94b91af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-06-10
Reporting Person: Stich Joseph J. (VP, Bus Ops & GM, IVD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-10 | Common Stock | S | 1000 | $23.328 | Disposed | 23492 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.
F2: Reflects the weighted average price of 1,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 10, 2016 with sale prices ranging from $22.96 to $23.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Includes 387 shares acquired through the Employee Stock Purchase Plan for phase ending 2/29/2016.