SURMODICS INC — Director's Dealing 2016

Aug 5, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-08-03

Reporting Person: Stich Joseph J. (VP, Bus Ops & GM, IVD)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-03	Common Stock	M	20000	$22.11	Acquired	43492	Direct
2016-08-03	Common Stock	F	17328	$27.64	Disposed	26164	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-03	Employee Stock Option (Right to Buy)	$22.11	M	20000	Disposed	2017-03-12	Common Stock (20000)	Direct

Footnotes

F1: Includes 387 shares acquired through the Employee Stock Purchase Plan for phase ending 2/29/2016.

F2: The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or
vesting of a security issued in accordance with Rule 16b-3.

F3: This option is fully vested.