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SURMODICS INC — Director's Dealing 2016
Aug 18, 2016
32845_dirs_2016-08-18_8ec92fc1-c664-4eeb-a618-3f1c00d58851.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-08-16
Reporting Person: OLSON CHARLES W (Senior VP & GM, Med Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-16 | Common Stock | S | 4383 | $29.1759 | Disposed | 33098 | Direct |
| 2016-08-16 | Common Stock | S | 1528 | $29.0195 | Disposed | 31570 | Direct |
| 2016-08-17 | Common Stock | S | 1000 | $29.00 | Disposed | 30570 | Direct |
| 2016-08-17 | Common Stock | S | 2000 | $28.6485 | Disposed | 28570 | Direct |
| 2016-08-17 | Common Stock | S | 1025 | $28.6713 | Disposed | 27545 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 800 | Indirect |
Footnotes
F1: Reflects the weighted average price of 4,383 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.10 to $29.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,528 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.00 to $29.043 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 2,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.55 to $29.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects the weighted average price of 1,025 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.51 to $28.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.