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SURMODICS INC Director's Dealing 2016

Aug 16, 2016

32845_dirs_2016-08-16_b36186ce-0eb7-42b3-aced-2d1316eaa77d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-08-12

Reporting Person: OLSON CHARLES W (Senior VP & GM, Med Dev)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-12 Common Stock M 30991 $9.25 Acquired 54632 Direct
2016-08-12 Common Stock F 17151 $28.25 Disposed 37481 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-12 Stock Option (Right to Buy)( $9.25 M 30991 Disposed 2017-11-30 Common Stock (30991) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 800 Indirect

Footnotes

F1: The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or
vesting of a security issued in accordance with Rule 16b-3.

F2: This option is fully vested.