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SURMODICS INC Director's Dealing 2016

Nov 9, 2016

32845_dirs_2016-11-09_1ee01ace-5e95-4b72-9c17-b9ba08beeeab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-11-07

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-07 Common Stock S 5000 $25.2231 Disposed 130207 Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2016.

F2: Reflects the weighted average price of 5,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 7, 2016 with sale prices ranging from $25.00 to $25.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.