SURMODICS INC — Director's Dealing 2015

Dec 21, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2015-12-17

Reporting Person: Arens Timothy J. (VP-Corporate Dev. and Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-17	Common Stock	A	5484	$0.00	Acquired	21330	Direct
2015-12-17	Common Stock	F	1843	$20.25	Disposed	19487	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-12-17	Employee Stock Option (right to buy)	$20.25	A	19927	Acquired	2022-12-17	Common Stock (19927)	Direct

Footnotes

F1: Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2014.

F2: Shares withheld to satisfy taxes incident to vesting and settlement of performance share award.

F3: The award vests in four equal installments on each of the first four anniversaries of the December 17, 2015 grant date.