SURMODICS INC — Director's Dealing 2014

Dec 4, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2014-12-02

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-02	Common Stock	A	41137	$0.00	Acquired	95734	Direct
2014-12-02	Common Stock	F	13823	$21.03	Disposed	81911	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-12-02	Employee Stock Option (right to buy)	$21.03	A	41243	Acquired	2021-12-02	Common Stock (41243)	Direct

Footnotes

F1: Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2014.

F2: Includes a total of 773 shares acquired through the Employee Stock Purchase Plan. The reporting person acquired 773 shares for the phase ending 8/31/14.

F3: Shares withheld to satisfy taxes incident to vesting and settlement of performance share award.

F4: The award vests in four equal installments on each of the first four anniversaries of the December 2, 2014 grant date.