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SURMODICS INC Director's Dealing 2014

Dec 5, 2014

32845_dirs_2014-12-05_030644c0-28a4-4eb4-9511-e3ba8f0c06b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2014-12-03

Reporting Person: FISCHER GERALD B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-03 Common Stock A 1407 $0.00 Acquired 15557 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-03 Employee Stock Option (right to buy) $21.31 A 5576 Acquired 2021-12-03 Common Stock (5576) Direct

Footnotes

F1: The amount beneficially owned includes 4207 restricted stock units (RSUs) that vest on service-based vesting dates which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting persons' service as a director ends.

F2: The award will vest in full on 12/3/2015.