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SURMODICS INC Director's Dealing 2014

Dec 4, 2014

32845_dirs_2014-12-04_4a73582e-af64-4421-95a4-dd28e41ef77a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2014-12-02

Reporting Person: OLSON CHARLES W (Senior VP & GM, Med Dev)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-02 Common Stock A 14239 $0.00 Acquired 39258 Direct
2014-12-02 Common Stock F 4785 $21.03 Disposed 34473 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-02 Employee Stock Option (right to buy) $21.03 A 14276 Acquired 2021-12-02 Common Stock (14276) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 800 Indirect

Footnotes

F1: Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2014.

F2: Shares withheld to satisfy taxes incident to vesting and settlement of performance share award.

F3: The award vests in four equal installments on each of the first four anniversaries of the December 2, 2014 grant date.