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SURMODICS INC Director's Dealing 2013

May 17, 2013

32845_dirs_2013-05-17_aeec53bf-77a5-4dbf-98d6-f301e1cee62c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-05-15

Reporting Person: Lehman Mark A. (Corporate Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-15 Common Stock M 500 $12.68 Acquired 6171 Direct
2013-05-15 Common Stock M 1193 $12.40 Acquired 7364 Direct
2013-05-15 Common Stock S 1693 $26.55 Disposed 5671 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-15 Stock Option (Right to Buy) $12.68 M 500 Disposed 2018-02-07 Common Stock (1000) Direct
2013-05-15 Stock Option (Right to Buy) $12.40 M 1193 Disposed 2018-11-30 Common Stock (4770) Direct

Footnotes

F1: Includes a total of 78 shares acquired through the Employee Stock Purchase Plan for the phase ended 02/28/2013.

F2: Exercisable in annual increments of 25%, commencing 02/07/2012.

F3: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2011 grant date.