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SURMODICS INC — Director's Dealing 2013
May 17, 2013
32845_dirs_2013-05-17_aeec53bf-77a5-4dbf-98d6-f301e1cee62c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-05-15
Reporting Person: Lehman Mark A. (Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-15 | Common Stock | M | 500 | $12.68 | Acquired | 6171 | Direct |
| 2013-05-15 | Common Stock | M | 1193 | $12.40 | Acquired | 7364 | Direct |
| 2013-05-15 | Common Stock | S | 1693 | $26.55 | Disposed | 5671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-15 | Stock Option (Right to Buy) | $12.68 | M | 500 | Disposed | 2018-02-07 | Common Stock (1000) | Direct |
| 2013-05-15 | Stock Option (Right to Buy) | $12.40 | M | 1193 | Disposed | 2018-11-30 | Common Stock (4770) | Direct |
Footnotes
F1: Includes a total of 78 shares acquired through the Employee Stock Purchase Plan for the phase ended 02/28/2013.
F2: Exercisable in annual increments of 25%, commencing 02/07/2012.
F3: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2011 grant date.
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