SURMODICS INC — Director's Dealing 2013

Nov 20, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-11-18

Reporting Person: Stich Joseph J. (VP, Bus Ops & GM, IVD)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-18	Common Stock	A	19252	$0.00	Acquired	24098	Direct
2013-11-18	Common Stock	F	6468	$22.58	Disposed	17630	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-18	Stock Option (right to buy)	$22.58	A	12612	Acquired	2020-11-18	Common Stock (12612)	Direct

Footnotes

F1: Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2013.

F2: Includes a total of 2,306 shares acquired through the Employee Stock Purchase Plan. The reporting person acquired 342 shares for the phase ended 8/31/2013.

F3: Shares withheld to satisfy taxes incident to vesting of performance share award.

F4: The award vests in four equal installments on each of the first four anniversaries of the November 18, 2013 grant date.