SURMODICS INC — Director's Dealing 2013

Nov 20, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2013-11-18

Reporting Person: WARD SCOTT R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-18	Common Stock	A	1328	$0.00	Acquired	2800	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-18	Stock Option (right to buy)	$22.58	A	3575	Acquired	2020-11-18	Common Stock (3575)	Direct

Footnotes

F1: The amount beneficially owned includes unvested RSUs that will be settled in shares of the issuer's common stock at future service-based vesting dates.

F2: The award vests in three equal installments on each of the first three anniversaries of the November 18, 2013 grant date.