SURFACE TRANSFORMS PLC — Director's Dealing 2021

Apr 22, 2021

National Storage Mechanism | Additional information

RNS Number : 3686W

Surface Transforms PLC

22 April 2021

Surface Transforms plc

("Surface Transforms" or the "Company")

PDMR Dealing

Surface Transforms plc (AIM: SCE) announces that Steve Harvey, a PDMR, purchased 33,665 ordinary shares of 1p each in the Company ("Ordinary Shares") pursuant to the open offer and excess open offer in May 2020.

Mr. Harvey remains beneficially interested in 153,665 Ordinary Shares, as announced on 19 April 2021 following his recent exercise of options.

For Enquiries please contact

Surface Transforms plc.	+44 151 356 2141
David Bundred, Chairman
Kevin Johnson, CEO
Michael Cunningham CFO

Zeus Capital Limited (Nominated Advisor and Joint Broker)	+44 203 829 5000
David Foreman / Dan Bate / Jordan Warburton (Corporate Finance)
Dominic King (Corporate Broking)

finnCap Ltd (Joint Broker)	+44 20 7220 0500
Ed Frisby / Giles Rolls (Corporate Finance)
Richard Chambers (ECM)

The notifications below are made in accordance with the requirements of the EU Market Abuse Regulation as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018.

Notification and public disclosure of transactions by Persons Discharging Managerial Responsibilities ("PDMR") and persons closely associated with them ("PCA")

Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014

1

Details of the person discharging managerial responsibilities/person closely associated

a.

Name

Steven Harvey

2

Reason for notification

a.

Position/Status

PDMR

b.

Initial notification/

Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a.

Name

Surface Transforms plc

b.

LEI

213800GQHNJPE5O8XO79

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a.

Description of the financial instrument, type of instrument

Identification Code

Ordinary Shares of 1p each

ISIN: GB0002892528

b.

Nature of the transaction

Purchase of 7,155 shares at 13p pursuant to the open offer that was announced on 9 April 2020, the new shares being admitted to trading on AIM on 4 May 2020.

c.

Price(s) and volume(s)

-    Transaction

Price(s)	Volume(s)
13.0p	7,155

d.

Aggregated information

-    Transaction

-   

Price(s)	Aggregated volume(s)	Aggregated Total
13.0p	7,155	£930.15

e.

Date of the transaction

4 May 2020

f.

Place of the transaction

London Stock Exchange

Notification of a Transaction pursuant to Article 19(1) of Regulation (EU) No. 596/2014

1

Details of the person discharging managerial responsibilities/person closely associated

a.

Name

Steven Harvey

2

Reason for notification

a.

Position/Status

PDMR

b.

Initial notification/

Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a.

Name

Surface Transforms plc

b.

LEI

213800GQHNJPE5O8XO79

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a.

Description of the financial instrument, type of instrument

Identification Code

Ordinary Shares of 1p each

ISIN: GB0002892528

b.

Nature of the transaction

Purchase of 26,510 shares at 13p pursuant to the excess open offer that was announced on 4 May 2020, the new shares being admitted to trading on AIM on 26 May 2020

c.

Price(s) and volume(s)

-    Transaction

Price(s)	Volume(s)
13.0p	26,510

d.

Aggregated information

-    Transaction

-   

Price(s)	Aggregated volume(s)	Aggregated Total
13.0p	26,510	£3,446.30

e.

Date of the transaction

26 May 2020

f.

Place of the transaction

London Stock Exchange

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

DSHITMFTMTJTBIB