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SUREFIRE RESOURCES NL — Capital/Financing Update 2015
Nov 26, 2015
65857_rns_2015-11-26_0c9d41a9-e9b9-4665-864a-e5f7c204ff6e.pdf
Capital/Financing Update
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Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
BLACK RIDGE MINING NL (BRD)
ABN
48 083 274 024
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued 1. Fully paid Ordinary Shares (Shares) 2. Options 2 Number of +securities issued or to be issued (if known) or maximum number which may be issued 1. 86,250,000 2. 86,250,000 3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) 1. ORD - Fully paid ordinary shares. 2. Options exercisable at $0.003 and expiring 30 November 2016
| 4 | Do the +securities rank equally inall respects from the date ofallotment with an existing +classof quoted +securities?If the additional securities do not | 1.YesNot until they are exercised to fully paid2.ordinary shares |
|---|---|---|
| rank equally, please state:the date from which they dothe extent to which theyparticipateforthenextdividend, (in the case of atrust, distribution) or interestpaymentthe extent to which they donot rank equally, other thaninrelationtothenextdividend,distributionorinterest payment | ||
| 5 | Issue price or consideration | Deemed issue price of $0.002 each |
| 6 | Purpose of the issue(If issued as consideration for theacquisitionofassets,clearlyidentify those assets) | Issued pursuant to shareholder approval at the 2015 AGMheld on 27 November 2015 |
| 6a | Is the entity an +eligible entitythat has obtained security holderapproval under rule 7.1A?If Yes, complete sections 6b – 6hin relation to the +securities thesubject of this Appendix 3B, and | Yes |
| comply with section 6i | ||
| 6b | The date the security holderresolution under rule 7.1A waspassed | 27 November 2015 |
| 6c | Number of +securities issuedwithout security holder approvalunder rule 7.1 | N/A |
| 6d | Number of +securities issuedwith security holder approvalunder rule 7.1A | N/A |
- 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
- 6f Number of securities issued under an exception in rule 7.2
- 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation.
- 6h If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
- 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements
- 7 Dates of entering +securities into uncertificated holdings or despatch of certificates
- 8 Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable)
- Shares – 86,250,000
N/A
Issue capacity under Rule 7.1: 233,993,022 Issue capacity under Rule 7.1A: 155,995,348
27 November 2015

- Options – 86,250,000 N/A
N/A
| Number | +Class | ||
|---|---|---|---|
| 9 | +classNumberandofall+securities not quoted on ASX(includingthesecuritiesinclause 2 if applicable) | 705,391,823 | Options exercisable at$0.003eachonorbefore 30/11/2016 |
| 10 | Dividend policy (in the case of atrust, distribution policy) on theincreased capital (interests) | n/a |
Part 2 – Deleted – Not Applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
- 34 Type of securities (tick one)
- (a) Securities described in Part 1
- (b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) Additional securities forming a new class of securities
| Tick to indicate you are providing the information ordocuments | Information to be provided to ASXonce available | ||
|---|---|---|---|
| 35 | If the +securities are +equity securities, the names of the 20 largest holders of theadditional +securities, and the number and percentage of additional +securitiesheld by those holders | ||
| 36 | If the +securities are +equity securities, a distribution schedule of the additional+securities setting out the number of holders in the categories1 - 1,0001,001 - 5,0005,001 - 10,00010,001 - 100,000100,001 and over | ||
| 37 | A copy of any trust deed for the additional +securities |
Quotation agreement
- 1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
- 2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the + securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
- 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
- 4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ............................................................Date: 27/11/2015 (Company Secretary)
Print name: Graeme Smith
== == == == ==
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for +eligible entities
Introduced 01/08/12
Part 1
| Rule 7.1 –Issues exceeding 15% of capital | |||
|---|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | |||
| Insert number of fully paid ordinarysecurities on issue 12 months before dateof issue or agreement to issue | 804,561,658 | ||
| Add the following: | |||
| •Number of fully paid ordinary securitiesissued in that 12 month period underan exception in rule 7.2 | 705,391,823 | ||
| •Number of fully paid ordinary securitiesissued in that 12 month period withshareholder approval | 50,000,000 | ||
| •Number of partly paid ordinarysecurities that became fully paid in that12 month period | |||
| Note:•Include only ordinary securities here –other classes of equity securitiescannot be added•Include here (if applicable) thesecurities the subject of the Appendix3B to which this form is annexed•It may be useful to set out issues ofsecurities on different dates asseparate line items | |||
| Subtract the number of fully paid ordinarysecurities cancelled during that 12 monthperiod | - | ||
| "A" | 1,559,953,481 |
| Step 2: Calculate 15% of "A" | ||
|---|---|---|
| "B" | 0.15[Note: this value cannot be changed] | |
| Multiply "A" by 0.15 | 233,993,022 | |
| Step 3: Calculate "C", the amount ofplacement capacity under rule7.1 that has already been used | ||
| Insert number of equity securities issuedor agreed to be issued in that 12 monthperiod not counting those issued: | ||
| •Under an exception in rule 7.2 | ||
| •Under rule 7.1A | ||
| •With security holder approval underrule 7.1 or rule 7.4 | ||
| Note:•This applies to equity securities, unlessspecifically excluded – not just ordinarysecurities•Include here (if applicable ) thesecurities the subject of the Appendix3B to which this form is annexed•It may be useful to set out issues ofsecurities on different dates asseparate line items | ||
| "C" | - | |
| Step 4: Subtract "C" from ["A" x "B"] to calculate remainingplacement capacity under rule 7.1 | ||
| "A" x 0.15 | 233,993,022 | |
| Note: number must be same as shown inStep 2 | ||
| Subtract "C" | - | |
| Note: number must be same as shown inStep 3 | ||
| Total ["A" x 0.15] – "C" | 233,993,022 | |
| [Note: this is the remaining placementcapacity under rule 7.1] |
| Rule 7.1A –Additional placement capacity for eligible entities | ||
|---|---|---|
| Step 1: Calculate "A", the base figure from which the placementcapacity is calculated | ||
| "A"Note: number must be same as shown inStep 1 of Part 1 | 1,559,953,481 | |
| Step 2: Calculate 10% of "A" | ||
| "D" | 0.10Note: this value cannot be changed | |
| Multiply "A" by 0.10 | 155,995,348 | |
| Step 3: Calculate "E", the amount of placement capacity under rule7.1A that has already been used | ||
| Insert number of equity securities issuedor agreed to be issued in that 12 monthperiod under rule 7.1ANotes:•This applies to equity securities – notjust ordinary securities•Include here – if applicable – thesecurities the subject of the Appendix3B to which this form is annexed•Do not include equity securities issuedunder rule 7.1 (they must be dealt within Part 1), or for which specific securityholder approval has been obtained•It may be useful to set out issues ofsecurities on different dates asseparate line items | Nil | |
| "E" | nil |
Step 4: Subtract "E" from ["A" x "D"] to calculate remaining placement capacity under rule 7.1A
| "A" x 0.10Note: number must be same as shown inStep 2 | 155,995,348 |
|---|---|
| Subtract "E"Note: number must be same as shown inStep 3 | - |
| Total ["A" x 0.10] – "E" | 155,995,348Note: this is the remaining placementcapacity under rule 7.1A |

27 November 2015
Company Announcements Office ASX Limited
Dear Sir
ISSUE OF BLACK RIDGE MINING NL SHARES – SECONDARY TRADING NOTICE - NOTIFICATION PURSUANT TO PARAGRAPH 708A(5)(e) OF THE CORPORATIONS ACT 2001 ("Act")
On 27 November 2015, Anglo Australian Resources NL ("Company") issued 86,250,000 fully paid ordinary shares at a deemed issue price of $0.002 each ("Securities").
Secondary Trading Exemption
The Act restricts the on-sale of securities issued without disclosure, unless the sale is exempt under section 708 or 708A. By the Company giving this notice, sale of the Securities noted above will fall within the exemption in section 708A(5) of the Act.
The Company hereby notifies ASX under paragraph 708A(5)(e) of the Act that:
- (a) the Company issued the Securities without disclosure to investors under Part 6D.2 of the Act;
- (b) as at the date of this notice the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company, and section 674 of the Act; and
- (c) as at the date of this notice there is no information:
- i. that has been excluded from a continuous disclosure notice in accordance with the ASX Listing Rules; and
- ii. that investors and their professional advisers would reasonably require for the purpose of making an informed assessment of:
- A. the assets and liabilities, financial position and performance, profits and losses and prospects of the Company; or
- B. the rights and liabilities attaching to the Securities.
Yours faithfully, Black Ridge Mining NL
Graeme Smith Company Secretary