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Super Micro Computer, Inc. — Director's Dealing 2026
Jan 14, 2026
17831_dirs_2026-01-14_87b61959-79a6-46d9-8d0f-124f3d382419.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2026-01-05
Reporting Person: Xiao Jin (Sr. Corporate VP, Engineering)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 182589 | Direct |
| Common Stock | 53 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.24 | 2029-04-30 | Common Stock (58200) | Direct | |
| Employee Stock Option (right to buy) | $3.85 | 2031-04-27 | Common Stock (73500) | Direct | |
| Restricted Stock Units | $ | Common Stock (11820) | Direct | ||
| Employee Stock Option (right to buy) | $9.33 | 2033-04-25 | Common Stock (70000) | Direct | |
| Restricted Stock Units | $ | Common Stock (16392) | Direct | ||
| Employee Stock Option (right to buy) | $45.32 | 2035-06-20 | Common Stock (36428) | Direct |
Footnotes
F1: The vesting commencement date is April 30, 2019. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2: The vesting commencement date is April 27, 2021. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F3: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F5: The vesting commencement date is April 25, 2023. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F6: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F7: The vesting commencement date is April 29, 2025. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.