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Super Micro Computer, Inc. — Director's Dealing 2025
Jan 2, 2025
17831_dirs_2025-01-02_41c773af-b811-447b-8e0e-a801619408b1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-11-27
Reporting Person: Cheung Kenneth (SVP, Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48370 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.79 | 2031-08-03 | Common Stock (26570) | Direct | |
| Restricted Stock Units | $ | Common Stock (4860) | Direct | ||
| Employee Stock Option (right to buy) | $33.76 | 2033-08-01 | Common Stock (49900) | Direct | |
| Restricted Stock Units | $ | Common Stock (13750) | Direct | ||
| Restricted Stock Units | $ | Common Stock (4230) | Direct |
Footnotes
F1: The vesting commencement date is August 3, 2021. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2022 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F4: The vesting commencement date is August 1, 2023. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on February 10, 2025 and the remaining 50% on August 10, 2025. Vested units are settled in shares of SMCI common stock.