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Super Micro Computer, Inc. — Director's Dealing 2025
Apr 24, 2025
17831_dirs_2025-04-24_44c1eeb6-29ac-404a-a7f8-bbb91f68a475.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2025-04-22
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-22 | Employee Stock Option (right to buy) | $45 | A | 3000000 | Acquired | 2033-11-14 | Common Stock (3000000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67403640 | Direct |
Footnotes
F1: On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024.