AI assistant
Super Micro Computer, Inc. — Director's Dealing 2024
Jan 31, 2024
17831_dirs_2024-01-31_e7c02de7-a999-4a63-9bb9-5ab973abf014.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-01-29
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-29 | Common Stock | M | 524 | $42.35 | Acquired | 3238 | Direct |
| 2024-01-29 | Common Stock | M | 438 | $33.363 | Acquired | 3676 | Direct |
| 2024-01-29 | Common Stock | S | 962 | $476.10 | Disposed | 2714 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-29 | Employee Stock Option (right to buy) | $42.35 | M | 524 | Disposed | 2026-04-27 | Common Stock (524) | Direct |
| 2024-01-29 | Employee Stock Option (right to buy) | $33.363 | M | 438 | Disposed | 2025-08-04 | Common Stock (438) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6666417 | Indirect |
Footnotes
F1: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").
F2: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F3: This stock option is fully vested and exercisable.