AI assistant
Super Micro Computer, Inc. — Director's Dealing 2024
Feb 13, 2024
17831_dirs_2024-02-13_d87875de-b0c1-4e5e-af7c-a65bec67afe4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-02-10
Reporting Person: Liaw Yih-Shyan Wally (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-10 | Common Stock | M | 438 | — | Acquired | 4417 | Direct |
| 2024-02-10 | Common Stock | F | 166 | $740.29 | Disposed | 4251 | Direct |
| 2024-02-10 | Common Stock | M | 437 | — | Acquired | 4688 | Direct |
| 2024-02-10 | Common Stock | F | 156 | $740.29 | Disposed | 4532 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-10 | Restricted Stock Units | $ | M | 438 | Disposed | Common Stock (438) | Direct | |
| 2024-02-10 | Restricted Stock Units | $ | M | 437 | Disposed | Common Stock (437) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1516805 | Indirect |
| Common Stock | 19377 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.