AI assistant
Super Micro Computer, Inc. — Director's Dealing 2024
Feb 16, 2024
17831_dirs_2024-02-16_a0876f7d-0cd0-4320-8306-bd98207e8f6d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-02-14
Reporting Person: CLEGG DON W (SVP, Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-14 | Common Stock | M | 2000 | $20.54 | Acquired | 4837 | Direct |
| 2024-02-14 | Common Stock | M | 20000 | $22.10 | Acquired | 24837 | Direct |
| 2024-02-14 | Common Stock | M | 6000 | $30.33 | Acquired | 30837 | Direct |
| 2024-02-14 | Common Stock | S | 700 | $863.6971 | Disposed | 30137 | Direct |
| 2024-02-14 | Common Stock | S | 900 | $864.6978 | Disposed | 29237 | Direct |
| 2024-02-14 | Common Stock | S | 645 | $865.9614 | Disposed | 28592 | Direct |
| 2024-02-14 | Common Stock | S | 2200 | $867.4936 | Disposed | 26392 | Direct |
| 2024-02-14 | Common Stock | S | 1100 | $868.2927 | Disposed | 25292 | Direct |
| 2024-02-14 | Common Stock | S | 2000 | $869.462 | Disposed | 23292 | Direct |
| 2024-02-14 | Common Stock | S | 2357 | $870.1628 | Disposed | 20935 | Direct |
| 2024-02-14 | Common Stock | S | 700 | $871.5971 | Disposed | 20235 | Direct |
| 2024-02-14 | Common Stock | S | 1500 | $872.8567 | Disposed | 18735 | Direct |
| 2024-02-14 | Common Stock | S | 1000 | $874.081 | Disposed | 17735 | Direct |
| 2024-02-14 | Common Stock | S | 1500 | $875.17 | Disposed | 16235 | Direct |
| 2024-02-14 | Common Stock | S | 3785 | $876.2417 | Disposed | 12450 | Direct |
| 2024-02-14 | Common Stock | S | 2400 | $877.1242 | Disposed | 10050 | Direct |
| 2024-02-14 | Common Stock | S | 800 | $877.9788 | Disposed | 9250 | Direct |
| 2024-02-14 | Common Stock | S | 1175 | $880.5819 | Disposed | 8075 | Direct |
| 2024-02-14 | Common Stock | S | 2339 | $881.4166 | Disposed | 5736 | Direct |
| 2024-02-14 | Common Stock | S | 1700 | $882.3435 | Disposed | 4036 | Direct |
| 2024-02-14 | Common Stock | S | 1326 | $883.6304 | Disposed | 2710 | Direct |
| 2024-02-14 | Common Stock | S | 600 | $884.4683 | Disposed | 2110 | Direct |
| 2024-02-15 | Common Stock | M | 500 | — | Acquired | 2610 | Direct |
| 2024-02-15 | Common Stock | F | 254 | $1004 | Disposed | 2356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-14 | Employee Stock Option (right to buy) | $20.54 | M | 2000 | Disposed | 2026-08-03 | Common Stock (2000) | Direct |
| 2024-02-14 | Employee Stock Option (right to buy) | $22.10 | M | 20000 | Disposed | 2028-07-31 | Common Stock (20000) | Direct |
| 2024-02-14 | Employee Stock Option (right to buy) | $30.33 | M | 6000 | Disposed | 2030-08-04 | Common Stock (6000) | Direct |
| 2024-02-15 | Restricted Stock Units | $ | M | 500 | Disposed | Common Stock (500) | Direct |
Footnotes
F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F12: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F14: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F15: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F16: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F17: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F18: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F19: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F20: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F21: This stock option is fully vested and exercisable.
F22: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
F23: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.