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Super Micro Computer, Inc. — Director's Dealing 2024
May 14, 2024
17831_dirs_2024-05-14_4adda8b1-9de6-4698-a701-564fb8999b92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-05-10
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-10 | Common Stock | M | 237 | — | Acquired | 3696 | Indirect |
| 2024-05-10 | Common Stock | F | 121 | $798.50 | Disposed | 3575 | Indirect |
| 2024-05-10 | Common Stock | M | 845 | — | Acquired | 4420 | Indirect |
| 2024-05-10 | Common Stock | F | 429 | $798.50 | Disposed | 3991 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-10 | Restricted Stock Units | $ | M | 237 | Disposed | Common Stock (237) | Indirect | |
| 2024-05-10 | Restricted Stock Units | $ | M | 845 | Disposed | Common Stock (845) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6666417 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.