Super Micro Computer, Inc. — Director's Dealing 2024

Nov 1, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-10-30

Reporting Person: TUAN SHERMAN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-10-30	Common Stock	M	25000	$3.919	Acquired	255590	Direct
2024-10-30	Common Stock	F	2964	$33.07	Disposed	252626	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-10-30	Stock Option (right to buy)	$3.919	M	25000	Disposed	2025-02-11	Common Stock (25000)	Direct

Footnotes

F1: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

F2: These transactions reflect Mr. Tuan's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Tuan did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price. All withheld shares were retained by the Company. Of the 25,000 shares subject to the option, Mr. Tuan retained 22,036 shares after a total of 2,964 shares were withheld.

F3: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F4: The stock option is fully vested and exercisable.