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Super Micro Computer, Inc. — Director's Dealing 2024
Nov 13, 2024
17831_dirs_2024-11-12_c067ad04-d8ae-4252-a5c4-31236143002b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-11-08
Reporting Person: Liaw Yih-Shyan Wally (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-10 | Common Stock | M | 4370 | — | Acquired | 61600 | Direct |
| 2024-11-10 | Common Stock | F | 2215 | $24.52 | Disposed | 59385 | Direct |
| 2024-11-10 | Common Stock | M | 4380 | — | Acquired | 63765 | Direct |
| 2024-11-10 | Common Stock | F | 2220 | $24.52 | Disposed | 61545 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-08 | Employee Stock Option (right to buy) | $24.52 | A | 30175 | Acquired | 2034-11-08 | Common Stock (30175) | Direct |
| 2024-11-10 | Restricted Stock Units | $ | M | 4370 | Disposed | Common Stock (4370) | Direct | |
| 2024-11-10 | Restricted Stock Units | $ | M | 4380 | Disposed | Common Stock (4380) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15168050 | Indirect |
| Common Stock | 193770 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.
F4: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.