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Super Micro Computer, Inc. — Director's Dealing 2024
Nov 13, 2024
17831_dirs_2024-11-12_7387d737-b6d2-4784-9202-3068aa3080a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-11-08
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-10 | Common Stock | M | 1520 | — | Acquired | 89960 | Direct |
| 2024-11-10 | Common Stock | F | 771 | $24.52 | Disposed | 89189 | Direct |
| 2024-11-10 | Common Stock | M | 1830 | — | Acquired | 91019 | Direct |
| 2024-11-10 | Common Stock | F | 928 | $24.52 | Disposed | 90091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-08 | Employee Stock Option (right to buy) | $24.52 | A | 32629 | Acquired | 2034-11-08 | Common Stock (32629) | Direct |
| 2024-11-10 | Restricted Stock Units | $ | M | 1520 | Disposed | Common Stock (1520) | Direct | |
| 2024-11-10 | Restricted Stock Units | $ | M | 1830 | Disposed | Common Stock (1830) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.
F3: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.