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Super Micro Computer, Inc. — Director's Dealing 2024
Nov 13, 2024
17831_dirs_2024-11-12_c8115237-d771-4c2b-babb-061f90891b2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2024-11-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-10 | Common Stock | M | 2360 | — | Acquired | 44700 | Direct |
| 2024-11-10 | Common Stock | F | 1269 | $24.52 | Disposed | 43431 | Direct |
| 2024-11-10 | Common Stock | M | 2110 | — | Acquired | 45541 | Direct |
| 2024-11-10 | Common Stock | F | 1135 | $24.52 | Disposed | 44406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-10 | Restricted Stock Units | $ | M | 2360 | Disposed | Common Stock (2360) | Direct | |
| 2024-11-10 | Restricted Stock Units | $ | M | 2110 | Disposed | Common Stock (2110) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67403640 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.