Super Micro Computer, Inc. — Director's Dealing 2023

Jan 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-01-04

Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-29	Common Stock	G	16000	—	Disposed	6635229	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-04	Employee Stock Option (right to buy)	$45.0	A	200000	Acquired	2031-03-02	Common Stock (200000.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2863	Direct

Footnotes

F1: This transaction represents a charitable contribution by the Reporting Person's spouse.

F2: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On January 4, 2023, achievement of the revenue goal for the third tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. On such date, the applicable $75 stock price goal achievement for the third tranche was also certified, and the 200,000 shares associated therewith were earned and became exercisable.