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Super Micro Computer, Inc. — Director's Dealing 2023
May 9, 2023
17831_dirs_2023-05-09_905049f0-8b04-43d0-8418-5bb944100051.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-05-05
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-05 | Employee Stock Option (right to buy) | $137.23 | A | 7500 | Acquired | 2033-05-05 | Common Stock (7500.0) | Direct |
| 2023-05-05 | Restricted Stock Units | $ | A | 3380 | Acquired | Common Stock (3380.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3595 | Direct |
| Common Stock | 6722717 | Indirect |
Footnotes
F1: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2024, and 1/16th at the end of each successive calendar quarter thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.