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Super Micro Computer, Inc. — Director's Dealing 2023
May 12, 2023
17831_dirs_2023-05-12_da51f323-26c3-4f99-a4aa-0e39d7aa9302.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-05-10
Reporting Person: WEIGAND DAVID E (SVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-10 | Common Stock | M | 225 | — | Acquired | 10261 | Direct |
| 2023-05-10 | Common Stock | F | 78 | $134.28 | Disposed | 10183 | Direct |
| 2023-05-10 | Common Stock | M | 1098 | — | Acquired | 11281 | Direct |
| 2023-05-10 | Common Stock | F | 380 | $134.28 | Disposed | 10901 | Direct |
| 2023-05-10 | Common Stock | M | 1070 | — | Acquired | 11971 | Direct |
| 2023-05-10 | Common Stock | F | 371 | $134.28 | Disposed | 11600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-10 | Restricted Stock Units | $ | M | 225 | Disposed | Common Stock (225.0) | Direct | |
| 2023-05-10 | Restricted Stock Units | $ | M | 1098 | Disposed | Common Stock (1098.0) | Direct | |
| 2023-05-10 | Restricted Stock Units | $ | M | 1070 | Disposed | Common Stock (1070.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.