Super Micro Computer, Inc. — Director's Dealing 2023

Jun 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-06-01

Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Common Stock	M	4194	$42.35	Acquired	8072	Direct
2023-06-01	Common Stock	M	5687	$33.363	Acquired	13759	Direct
2023-06-01	Common Stock	M	9000	$27.28	Acquired	22759	Direct
2023-06-01	Common Stock	M	23000	$17.96	Acquired	45759	Direct
2023-06-01	Common Stock	S	1119	$211.3218	Disposed	44640	Direct
2023-06-01	Common Stock	S	1521	$222.0412	Disposed	43119	Direct
2023-06-01	Common Stock	S	892	$223.3736	Disposed	42227	Direct
2023-06-01	Common Stock	S	3094	$224.4566	Disposed	39133	Direct
2023-06-01	Common Stock	S	2705	$225.537	Disposed	36428	Direct
2023-06-01	Common Stock	S	2393	$226.632	Disposed	34035	Direct
2023-06-01	Common Stock	S	5751	$227.6265	Disposed	28284	Direct
2023-06-01	Common Stock	S	11035	$228.5727	Disposed	17249	Direct
2023-06-01	Common Stock	S	7618	$229.5429	Disposed	9631	Direct
2023-06-01	Common Stock	S	5867	$230.4553	Disposed	3764	Direct
2023-06-01	Common Stock	S	1937	$231.3657	Disposed	1827	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-01	Employee Stock Option (right to buy)	$42.35	M	4194	Disposed	2026-04-27	Common Stock (4194)	Direct
2023-06-01	Employee Stock Option (right to buy)	$33.363	M	5687	Disposed	2025-08-04	Common Stock (5687)	Direct
2023-06-01	Employee Stock Option (right to buy)	$27.28	M	9000	Disposed	2026-01-27	Common Stock (9000)	Direct
2023-06-01	Employee Stock Option (right to buy)	$17.96	M	23000	Disposed	2024-01-20	Common Stock (23000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6722717	Indirect

Footnotes

F1: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $220.72 to $221.57, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.7218 to $222.6282, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $222.8467 to $223.61, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $223.8703 to $224.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $224.9567 to $225.90, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.9748 to $226.9606, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F8: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.00 to $227.9954, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $228.00 to $228.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F10: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $229.00 to $229.9962, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F11: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $230.01 to $230.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F12: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.02 to $231.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F13: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

F14: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

F15: This stock option is fully vested and exercisable.