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Super Micro Computer, Inc. — Director's Dealing 2023
Aug 14, 2023
17831_dirs_2023-08-14_5968d23c-e25b-469e-8932-8ff2ea603ace.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-08-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-10 | Common Stock | M | 197 | — | Acquired | 2024 | Direct |
| 2023-08-10 | Common Stock | F | 98 | $277.12 | Disposed | 1926 | Direct |
| 2023-08-10 | Common Stock | M | 236 | — | Acquired | 2162 | Direct |
| 2023-08-10 | Common Stock | F | 118 | $277.12 | Disposed | 2044 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-10 | Restricted Stock Units | $ | M | 197 | Disposed | Common Stock (197) | Direct | |
| 2023-08-10 | Restricted Stock Units | $ | M | 236 | Disposed | Common Stock (236) | Direct | |
| 2023-08-11 | Restricted Stock Units | $ | A | 1800 | Acquired | Common Stock (1800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6722717 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.