Super Micro Computer, Inc. — Director's Dealing 2023

Aug 16, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-08-14

Reporting Person: KAO GEORGE (SVP, OPERATIONS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-14	Common Stock	M	5160	$26.95	Acquired	12498	Direct
2023-08-14	Common Stock	S	5160	$269.9868	Disposed	7338	Direct
2023-08-15	Common Stock	M	500	—	Acquired	7838	Direct
2023-08-15	Common Stock	F	248	$264.22	Disposed	7590	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-14	Employee Stock Option (right to buy)	$26.95	M	5160	Disposed	2027-08-02	Common Stock (5160)	Direct
2023-08-15	Restricted Stock Units	$	M	500	Disposed		Common Stock (500)	Direct

Footnotes

F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.94 to $270.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3: This stock option is fully vested and exercisable.

F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.