Super Micro Computer, Inc. — Director's Dealing 2023

Sep 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-09-19

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-19	Employee Stock Option (right to buy)	$45	A	200000	Acquired	2031-03-02	Common Stock (200000)	Direct
2023-09-20	Restricted Stock Units	$	A	330	Acquired		Common Stock (330)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6722717	Direct
Common Stock	2497	Indirect

Footnotes

F1: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.

F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.