AI assistant
Super Micro Computer, Inc. — Director's Dealing 2023
Nov 13, 2023
17831_dirs_2023-11-13_8169478c-37c4-4323-8265-d464afa51b28.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-11-09
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-09 | Common Stock | M | 2972 | $13 | Acquired | 10562 | Direct |
| 2023-11-09 | Common Stock | S | 3747 | $275.7554 | Disposed | 6815 | Direct |
| 2023-11-10 | Common Stock | M | 152 | — | Acquired | 6967 | Direct |
| 2023-11-10 | Common Stock | F | 76 | $266.03 | Disposed | 6891 | Direct |
| 2023-11-10 | Common Stock | M | 732 | — | Acquired | 7623 | Direct |
| 2023-11-10 | Common Stock | F | 363 | $266.03 | Disposed | 7260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-09 | Employee Stock Option (right to buy) | $13 | M | 2972 | Disposed | 2028-10-30 | Common Stock (2972) | Direct |
| 2023-11-10 | Restricted Stock Units | $ | M | 152 | Disposed | Common Stock (152) | Direct | |
| 2023-11-10 | Restricted Stock Units | $ | M | 732 | Disposed | Common Stock (732) | Direct |
Footnotes
F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.75 to $276.03, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: This stock option is fully vested and exercisable.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.