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Super Micro Computer, Inc. — Director's Dealing 2023
Nov 14, 2023
17831_dirs_2023-11-14_c364dd90-67dc-4edd-aab1-9a10b3306254.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-11-10
Reporting Person: WEIGAND DAVID E (SVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-10 | Common Stock | M | 225 | — | Acquired | 13689 | Direct |
| 2023-11-10 | Common Stock | F | 112 | $266.03 | Disposed | 13577 | Direct |
| 2023-11-10 | Common Stock | M | 268 | — | Acquired | 13845 | Direct |
| 2023-11-10 | Common Stock | F | 133 | $266.03 | Disposed | 13712 | Direct |
| 2023-11-10 | Common Stock | M | 1098 | — | Acquired | 14810 | Direct |
| 2023-11-10 | Common Stock | F | 545 | $266.03 | Disposed | 14265 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-10 | Restricted Stock Units | $ | M | 225 | Disposed | Common Stock (225) | Direct | |
| 2023-11-10 | Restricted Stock Units | $ | M | 268 | Disposed | Common Stock (268) | Direct | |
| 2023-11-10 | Restricted Stock Units | $ | M | 1098 | Disposed | Common Stock (1098) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.