Super Micro Computer, Inc. — Director's Dealing 2023

Dec 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2023-12-01

Reporting Person: WEIGAND DAVID E (SVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Common Stock	M	3928	$22.10	Acquired	18193	Direct
2023-12-01	Common Stock	M	7000	$30.33	Acquired	25193	Direct
2023-12-01	Common Stock	M	22500	$53.04	Acquired	47693	Direct
2023-12-01	Common Stock	M	3562	$53.04	Acquired	51255	Direct
2023-12-01	Common Stock	M	1875	$254.43	Acquired	53130	Direct
2023-12-01	Common Stock	S	17733	$267.7467	Disposed	35397	Direct
2023-12-01	Common Stock	S	3817	$268.4725	Disposed	31580	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Employee Stock Option (right to buy)	$22.10	M	3928	Disposed	2028-07-31	Common Stock (3928)	Direct
2023-12-01	Employee Stock Option (right to buy)	$30.33	M	7000	Disposed	2030-08-04	Common Stock (7000)	Direct
2023-12-01	Employee Stock Option (right to buy)	$53.04	M	22500	Disposed	2032-05-05	Common Stock (22500)	Direct
2023-12-01	Employee Stock Option (right to buy)	$53.04	M	3562	Disposed	2032-05-05	Common Stock (3562)	Direct
2023-12-01	Employee Stock Option (right to buy)	$254.43	M	1875	Disposed	2033-08-11	Common Stock (1875)	Direct

Footnotes

F1: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.25 to $268.24, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.25 to $269.045, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: This stock option is fully vested and exercisable.

F4: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

F5: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter.

F6: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

F7: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.