Super Micro Computer, Inc. — Director's Dealing 2022

Jan 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-01-19

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-29	Common Stock	G	47700	—	Disposed	6651229	Direct
2022-01-19	Common Stock	M	29000	$17.09	Acquired	119177	Indirect
2022-01-19	Common Stock	S	16651	$42.8487	Disposed	102526	Indirect
2022-01-19	Common Stock	S	9653	$43.5375	Disposed	92873	Indirect
2022-01-19	Common Stock	S	1396	$44.7715	Disposed	91477	Indirect
2022-01-19	Common Stock	S	1300	$45.495	Disposed	90177	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-19	Employee Stock Option (right to buy)	$17.09	M	29000	Disposed	2022-01-23	Common Stock (29000.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3327	Indirect
Common Stock	3327	Indirect

Footnotes

F1: This transaction represents charitable contribution by the Reporting Person.

F2: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F8: This stock option is fully vested and exercisable.