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Super Micro Computer, Inc. — Director's Dealing 2022
May 12, 2022
17831_dirs_2022-05-12_be6168fe-0164-4325-b1f2-2b6d5e5d7c0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-05-10
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-10 | Common Stock | M | 197 | — | Acquired | 45502 | Indirect |
| 2022-05-10 | Common Stock | F | 69 | $51.08 | Disposed | 45433 | Indirect |
| 2022-05-10 | Common Stock | M | 945 | — | Acquired | 46378 | Indirect |
| 2022-05-10 | Common Stock | F | 327 | $51.08 | Disposed | 46051 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-10 | Restricted Stock Units | $ | M | 197 | Disposed | Common Stock (197.0) | Indirect | |
| 2022-05-10 | Restricted Stock Units | $ | M | 945 | Disposed | Common Stock (945.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6651229 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.