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Super Micro Computer, Inc. — Director's Dealing 2022
Aug 12, 2022
17831_dirs_2022-08-12_da94adeb-dc32-4f7e-b373-d1e15bb62075.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-08-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-10 | Common Stock | M | 197 | — | Acquired | 46248 | Direct |
| 2022-08-10 | Common Stock | F | 98 | $63.73 | Disposed | 46150 | Direct |
| 2022-08-10 | Common Stock | M | 236 | — | Acquired | 46386 | Direct |
| 2022-08-10 | Common Stock | F | 118 | $63.73 | Disposed | 46268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-10 | Restricted Stock Units | $ | M | 197 | Disposed | Common Stock (197.0) | Direct | |
| 2022-08-10 | Restricted Stock Units | $ | M | 236 | Disposed | Common Stock (236.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6651229 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.