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Super Micro Computer, Inc. — Director's Dealing 2022
Sep 12, 2022
17831_dirs_2022-09-12_af6689f4-3ffe-4908-8d4d-1968e55ecf37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-09-08
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-08 | Employee Stock Option (right to buy) | $45.0 | A | 200000 | Acquired | 2031-03-02 | Common Stock (200000.0) | Direct |
Footnotes
F1: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 8, 2022, achievement of the revenue goal for the second tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This second tranche will be earned and exercisable only if and when the applicable $60 stock price goal achievement is certified.