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Super Micro Computer, Inc. — Director's Dealing 2022
Nov 14, 2022
17831_dirs_2022-11-14_fd8e36a5-69c5-4a75-bcdd-e970338940d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-11-10
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-10 | Common Stock | M | 197 | — | Acquired | 2843 | Indirect |
| 2022-11-10 | Common Stock | F | 98 | $80.72 | Disposed | 2745 | Indirect |
| 2022-11-10 | Common Stock | M | 236 | — | Acquired | 2981 | Indirect |
| 2022-11-10 | Common Stock | F | 118 | $80.72 | Disposed | 2863 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-10 | Restricted Stock Units | $ | M | 197 | Disposed | Common Stock (197.0) | Indirect | |
| 2022-11-10 | Restricted Stock Units | $ | M | 236 | Disposed | Common Stock (236.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6651229 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.