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Super Micro Computer, Inc. — Director's Dealing 2022
Nov 14, 2022
17831_dirs_2022-11-14_cb6da0e1-5911-42eb-95df-9b8c74af1322.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2022-11-10
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-10 | Common Stock | M | 212 | — | Acquired | 9124 | Direct |
| 2022-11-10 | Common Stock | F | 74 | $80.72 | Disposed | 9050 | Direct |
| 2022-11-10 | Common Stock | M | 152 | — | Acquired | 9202 | Direct |
| 2022-11-10 | Common Stock | F | 53 | $80.72 | Disposed | 9149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-10 | Restricted Stock Units | $ | M | 212 | Disposed | Common Stock (212.0) | Direct | |
| 2022-11-10 | Restricted Stock Units | $ | M | 152 | Disposed | Common Stock (152.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021, and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.