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Super Micro Computer, Inc. — Director's Dealing 2021
Feb 12, 2021
17831_dirs_2021-02-12_7d6f43bb-cdd2-444c-bb07-ad9980db9dad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-02-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-10 | Common Stock | M | 787 | — | Acquired | 290128 | Direct |
| 2021-02-10 | Common Stock | F | 324 | $33.72 | Disposed | 289804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-10 | Restricted Stock Units | $ | M | 787 | Disposed | Common Stock (787.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6648929 | Indirect |
| Common Stock | 3327 | Indirect |
| Common Stock | 3327 | Indirect |
| Common Stock | 3327 | Indirect |
| Common Stock | 3327 | Indirect |
| Common Stock | 3327 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
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