Super Micro Computer, Inc. — Director's Dealing 2021

Apr 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-04-19

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-19	Common Stock	M	41000	$18.59	Acquired	6689929	Direct
2021-04-19	Common Stock	S	41000	$38.5157	Disposed	6648929	Direct
2021-04-20	Common Stock	M	41000	$18.59	Acquired	6689929	Direct
2021-04-20	Common Stock	S	41000	$37.8231	Disposed	6648929	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-19	Employee Stock Option (right to buy)	$18.59	M	41000	Disposed	2021-04-25	Common Stock (41000.0)	Direct
2021-04-20	Employee Stock Option (right to buy)	$18.59	M	41000	Disposed	2021-04-25	Common Stock (41000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	144295	Indirect
Common Stock	3327	Indirect
Common Stock	3327	Indirect
Common Stock	3327	Indirect
Common Stock	3327	Indirect
Common Stock	3327	Indirect

Footnotes

F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: This stock option is fully vested and exercisable.