AI assistant
Super Micro Computer, Inc. — Director's Dealing 2021
Apr 30, 2021
17831_dirs_2021-04-29_a7d61cc2-851a-4dfc-ad35-6053a35a627a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-04-27
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-27 | Employee Stock Option (right to buy) | $42.35 | A | 8390 | Acquired | 2026-04-27 | Common Stock (8390.0) | Direct |
| 2021-04-27 | Restricted Stock Units | $ | A | 3780 | Acquired | Common Stock (3780.0) | Direct |
Footnotes
F1: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.