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Super Micro Computer, Inc. — Director's Dealing 2021
Apr 30, 2021
17831_dirs_2021-04-29_fc108542-5fd7-4c29-8391-d35a03c139f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-04-27
Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-27 | Employee Stock Option (right to buy) | $42.35 | A | 8390 | Acquired | 2026-04-27 | Common Stock (8390.0) | Indirect |
| 2021-04-27 | Restricted Stock Units | $ | A | 3780 | Acquired | Common Stock (3780.0) | Indirect |
Footnotes
F1: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of thevesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.