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Super Micro Computer, Inc. Director's Dealing 2021

Aug 12, 2021

17831_dirs_2021-08-12_f1920b23-fe17-482b-a6fe-f1ad338fc386.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-08-10

Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-10 Common Stock M 197 Acquired 144609 Direct
2021-08-10 Common Stock F 69 $38.57 Disposed 144540 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-10 Restricted Stock Units $ M 197 Disposed Common Stock (197.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6698929 Indirect
Common Stock 3327 Indirect
Common Stock 3327 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2: The Reporting Person does not have any further reportable beneficial interest in shares of SMCI common stock owned by Child C, Child D or Child E that were included in the Reporting Person's prior ownership reports.

F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.