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Super Micro Computer, Inc. — Director's Dealing 2021
Aug 12, 2021
17831_dirs_2021-08-12_f1920b23-fe17-482b-a6fe-f1ad338fc386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-08-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | M | 197 | — | Acquired | 144609 | Direct |
| 2021-08-10 | Common Stock | F | 69 | $38.57 | Disposed | 144540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Restricted Stock Units | $ | M | 197 | Disposed | Common Stock (197.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6698929 | Indirect |
| Common Stock | 3327 | Indirect |
| Common Stock | 3327 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: The Reporting Person does not have any further reportable beneficial interest in shares of SMCI common stock owned by Child C, Child D or Child E that were included in the Reporting Person's prior ownership reports.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.