Super Micro Computer, Inc. — Director's Dealing 2021

Nov 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2021-11-10

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-10	Common Stock	M	197	—	Acquired	90246	Indirect
2021-11-10	Common Stock	F	69	$43.82	Disposed	90177	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-10	Restricted Stock Units	$	M	197	Disposed		Common Stock (197.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6698929	Direct
Common Stock	3327	Indirect
Common Stock	3327	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.