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Super Micro Computer, Inc. — Director's Dealing 2020
Apr 1, 2020
17831_dirs_2020-03-31_2c60600e-1203-4e82-ab08-2bb7ae0deeb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-03-27
Reporting Person: Hsu Alex (Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-27 | Stock Option (right to buy) | $20.37 | A | 38000 | Acquired | 2030-03-27 | Common Stock (38000.0) | Direct |
| 2020-03-27 | Restricted Stock Units | $ | A | 30000 | Acquired | Common Stock (30000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1803 | Direct |
Footnotes
F1: The vesting commencement date is March 27, 2020. The option is generally exercisable at the rate of 87.5% of the option granted on the first anniversary of the vesting commencement date, and then the remaining 12.5% of the option on June 27, 2021.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in substantially equal installments on each of May 10, 2021 and November 10, 2021. Each installment is subject to potential increase based on performance with respect to applicable performance objectives.